With an outstanding reputation and a proven track record, we stand as a trusted leader in the industry. Our commitment to excellence has consistently delivered results, making us the top choice of advisors looking to partner with a fully independent Registered Investment Advisor and Broker Dealer.
Management Support
We choose not to have recruiters. Instead, we have our management team involved before, during, and after your transition.
Our management team is never too busy to help you and with our “call first” mentality, you will receive accurate and timely answers.
Supporting our advisors is how we all grow and prosper.
Your Practice Partner
Whether you are a young advisor looking to expand your practice, in the height of your career, or a seasoned advisor looking to retire and want your clients to be taken care of, we are here to help.
Common Sense Compliance
At Harbour Investments, compliance isn’t just a box to check – it’s a cornerstone of our commitment to advisors. We know that not many firms emphasize compliance as a recruiting tool, but we believe it should be a priority, making your business operations smoother and stress-free. Here’s how we’re different:
- Personal Connection
- Team Approach
- Efficient & Fair Processes
- Expertise You Can Trust
Join a firm where compliance is a benefit, not a burden.
White Glove Service
Our transition process is unmatched in the industry. We offer “white glove service,” guiding you through the transition with meticulous planning, personalized care, and a focus on your unique needs.
Our dedicated team supports your office before, during, and after the transition, ensuring every client account is tracked and managed seamlessly.
Staffing Excellence
What’s Next?
At Harbour, we seek advisors who aspire to join our network and view us as true partners in their business journey. Location is a key consideration, as we aim to meet with our advisors at least four times a year. Ideally, we prefer advisors in the Midwest, or locations where Midwesterners retire to or temporarily relocate to in the winter months.
We like to hear about your practice, your concerns about your current broker/dealer and we will be brutally honest about whether or not we feel we would be best the best fit for you and your practice.