In his crucial position at Harbour, Rich serves as the Director of Compliance Surveillance, managing the compliance of its Broker Dealers and Registered Investment Advisors behind the scenes. Rich joined Harbour in 1999, initially contributing to the New Business sector before transitioning to the Trading Department. One of Rich’s standout memories at Harbour is the time he dislocated his knee during the inaugural company picnic. Beyond the office, he finds pleasure in playing golf and cherishing moments with his wife Brenda and their three daughters. Licenses held: SIE, S7, S24, S51, S63, S66 and insurance.
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