Stephen Smith

Stephen G Smith

5940 Seminole Centre Ct
Suite 210
Madison, WI 53711

I Am Licensed and Registered as Follows:
1. Insurance Agent
  1. I am a licensed insurance agent and am authorized to represent various companies as I offer, sell and service insurance products on their behalf.
2. Investment Advisor Representative under Harbour Investments, Inc. Registered Investment Advisor. An Investment Advisor Representative (IAR) refers to licensed and authorized personnel who work for investment advisory companies. The primary responsibility of an IAR is to provide investment-related advice as a financial advisor or planner.
3. FINRA (Financial Industry Regulation Authority) Registered Representative with Harbour Investments, Inc. 575 D’Onofrio Dr., Suite 300, Madison WI 53719. Member FINRA, SIPC.
  1. Series 7 General Securities Representative. As defined by FINRA, this candidate possesses the knowledge needed to perform the critical functions of a general securities representative, including sales of corporate securities, municipal securities, investment company securities, variable annuities, direct participation programs, options and government securities.
4. Chartered Financial Consultant (ChFC)
Personal Conflict of Interest:
1. Wealth Distribution Strategies receives money from AMG Funds, Blackrock, First Trust Portfolios, Griffin Capital, Jackson National Life, Prudential Financial to support their annual charity events. Any remaining funds are distributed for education and client appreciation initiatives.