Diversified Financial Consultants
951 Kimball Ln Suite 220
Verona, WI 53593
Verona, WI 53593
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I Am Licensed and Registered as Follows:
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Insurance Agent
- I am a licensed insurance agent and am authorized to represent various companies as I offer, sell and service insurance products on their behalf.
- I am not an Investment Advisor Representative with Harbour Investments.
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FINRA (Financial Industry Regulation Authority) Registered Representative with Harbour Investments, Inc. 575 D’Onofrio Dr., Suite 300, Madison WI 53719. Member FINRA, SIPC.
- Series 6 Investment Company and Variable Contracts Products Representative. As defined by FINRA, this candidate may register as a company’s representative and sell mutual funds, variable annuities and insurance. Holders of the Series 6 are not permitted to sell corporate or municipal securities, direct participation programs and options.
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Insurance Agent
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Services I Provide:
- I sell insurance or investment products that have a stated commission paid to me.
- I use third party financial tools for portfolio analysis and to support various planning needs.
- Under Reg BI, I act in the best interest of my clients and do not place my own interests ahead of my clients.
- As an investment advisor, I act in the best interest of my clients and do not place my own interests ahead of my clients.
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Personal Conflict of Interest:
- Whether via an investment product, insurance product or advisory platform, I do receive commissions or fees on the product and services that I recommend for you. You are under no obligation to purchase these products or services. All costs will be disclosed in writing at the time of purchase.