13965 W Burleigh Rd Suite 114
Brookfield, WI 53005
Brookfield, WI 53005
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I Am Licensed and Registered as Follows:
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Insurance Agent
- I am a licensed insurance agent and am authorized to represent various companies as I offer, sell and service insurance products on their behalf.
- Investment Advisor Representative under Harbour Investments, Inc. Registered Investment Advisor. An Investment Advisor Representative (IAR) refers to licensed and authorized personnel who work for investment advisory companies. The primary responsibility of an IAR is to provide investment-related advice as a financial advisor or planner.
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FINRA (Financial Industry Regulation Authority) Registered Representative with Harbour Investments, Inc. 575 D’Onofrio Dr., Suite 300, Madison WI 53719. Member FINRA, SIPC.
- Series 7 General Securities Representative. As defined by FINRA, this candidate possesses the knowledge needed to perform the critical functions of a general securities representative, including sales of corporate securities, municipal securities, investment company securities, variable annuities, direct participation programs, options and government securities.
- Chartered Financial Consultant (ChFC)
- Chartered Life Underwriter (CLU)
- Retirement Income Cerified Professional (RICP)
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Insurance Agent
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Services I Provide:
- As an investment advisor, I act in the best interest of my clients and do not place my own interests ahead of my clients.
- I sell insurance or investment products that have a stated commission paid to me.
- I use third party financial tools for portfolio analysis and to support various planning needs.
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Personal Conflict of Interest:
- Whether via an investment product, insurance product or advisory platform, I do receive commissions or fees on the product and services that I recommend for you. You are under no obligation to purchase these products or services. All costs will be disclosed in writing at the time of purchase.
- I do attend training and product informational meetings sponsored by investment companies, insurance companies, Harbour Investments and various other companies. I have received reimbursements for travel, meals and entertainment. Please ask me about any recent situations.
- As a complement to my practice, I do utilize various Fixed Marketing Organizations (FMO’s). Many FMO’s offer proprietary insurance products that I may recommend for your portfolio. These companies do provide training, marketing material, financial planning tools and in some cases production rewards. Please ask me about any recent assistance I have accepted.
- I receive marketing allowance money from Jackson National. This support is used to offset expenses for seminars, client appreciation events and financial planning tools. Please ask me for details.