Beverly Hicks & Associates
6410 Enterprise Lane
Suite 220
Madison, WI 53719
Suite 220
Madison, WI 53719
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I Am Licensed and Registered as Follows:
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Insurance Agent
- I am a licensed insurance agent and am authorized to represent various companies as I offer, sell and service insurance products on their behalf.
- I am not an Investment Advisor Representative with Harbour Investments.
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FINRA (Financial Industry Regulation Authority) Registered Representative with Harbour Investments, Inc. 575 D’Onofrio Dr., Suite 300, Madison WI 53719. Member FINRA, SIPC.
- Series 7 General Securities Representative. As defined by FINRA, this candidate possesses the knowledge needed to perform the critical functions of a general securities representative, including sales of corporate securities, municipal securities, investment company securities, variable annuities, direct participation programs, options and government securities.
- Certified Financial Planner (CFP)
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Insurance Agent
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Services I Provide:
- As an investment advisor, I act in the best interest of my clients and do not place my own interests ahead of my clients.
- I act as a solicitor of an investment manager(s) to manage client assets. I receive a disclosed percent of assets under management as compensation. The investment manager also charges a management fee. Total fees are disclosed in the Harbour Investments Third Party Money Managers Program Services Agreement.
- I provide non-portfolio management services and assess a flat or hourly fee at a disclosed dollar amount as compensation. Specific services provided are outlined in the Harbour Investments Financial Planning & Investment Consultation Services Agreement.
- I sell insurance or investment products that have a stated commission paid to me.
- I use third party financial tools for portfolio analysis and to support various planning needs.
- Under Reg BI, I act in the best interest of my clients and do not place my own interests ahead of my clients.
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Personal Conflict of Interest:
- Whether via an investment product, insurance product or advisory platform, I do receive commissions or fees on the product and services that I recommend for you. You are under no obligation to purchase these products or services. All costs will be disclosed in writing at the time of purchase.