Your advisor must be registered with a broker/dealer. Harbour Investments, Inc. is a full service, non-carrying broker/dealer. The full service part means we deal with all financial products: mutual funds, variable annuities, variable life, stocks, bonds, CDs, etc. which means more options for you! Non-carrying means we do not hold cash or securities. Broker/dealers are the intermediaries in the securities industry.
We acquire relationships with leading mutual funds, insurance companies and clearing firms. Advisors have clients that they do business with, which is processed through the broker/dealer. The broker/dealer enforces the rules and regulations of the industry, as well as assuring a superior level of service. All broker/dealers and advisors are registered with the Financial Industry Regulatory Authority.
Verification of Harbour’s registration and registration of our registered representatives can be found under the FINRA Broker Check area at http://www.finra.org/.
We have financial advisors located across the Midwest and beyond! If you are looking for an advisor who has the flexibility to meet your needs, click the contact tab on the top of the page!