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Why Harbour?

What makes us different?

  1. Harbour values strong working relationships, loyalty and personal connections.
  2. We are your professional OSJ.  We approve every transaction.
  3. Harbour’s cross trained staff gets you answers quickly eliminating transferring from one employee to the next.
  4. Compliance is proactive and tough yet flexible because we have been in your position before.
  5. We have a fast turn-around on compliance approvals.

We treat our representatives the way they treat their clients, with respect and dignity.  Our advisors are professionals who are open to discussion, but also enjoy family type atmospheres.  We have a diverse group of representatives at Harbour, which generates many new ideas and great topics for discussion.  The representatives we attract take a long-term approach to managing their businesses—from their client relationships to their affiliation with Harbour.  They may utilize a variety of investment solutions to best serve their clients including mutual funds, variable annuities, individual stocks, bonds, advisory services or fixed insurance products.  But they all have a similar goal in mind—a properly balanced portfolio designed for their clients’ long-term financial success.

Harbour’s home office serves as the OSJ for the majority of our branch offices.

Our principals have an average of 14 years of industry experience.  With diverse backgrounds and knowledge, our support teams will help you transact business efficiently and accurately.  The home office staff is cross-trained, seasoned in back office operations and well informed on the industry as a whole.  We encourage our representatives to call us with any questions.

Harbour Investments concentrates on common sense compliance.  Our compliance department focuses on trouble prevention, not sales prevention.  We start by bringing on quality representatives with outstanding compliance records.  That allows us to be pro-active and to stay ahead of constantly changing regulations.  We strive for approval within 24-hours for your retail communications.  Since we know our representatives personally, our decisions are conscientious as we know how they affect you and your business.

We treat our representatives the way they treat their clients, with respect and dignity.  Our advisors are professionals who are open to discussion, but also enjoy family type atmospheres.  We have a diverse group of representatives at Harbour, which generates many new ideas and great topics for discussion.